Lisa M. Marsden
Preparing a Financial Industry Compliance Manual and Code of Ethics and the Overall Annual Compliance Review
Building or Strengthening your firm's Compliance Program? Attend our virtual seminar on the best practices for preparing the manual, code of ethics and conducting the required annual review. You will receive tools to help build or strengthening your compliance program.
Jonnie T. Keith
Putting the Quality in Audit Reports
How well you communicate that information is critical to getting management's acceptance of your findings and their agreement with your recommendations. A well written audit report adds value to your clients by providing information that is: Accurate Objective Clear Concise Constructive Complete TimelyIn addition to audit reports, these elements can apply to all kinds of writings including: Executive summaries Fraud investigations Consu........
Paul J. Sanchez
Complying with Bank Internal Control Requirements of FDICIA and SOX
This webinar will acquaint the attendee with valuable information about complying with the two important legislative milestones: 1. FDICIA of 1991 2. SOX of 2002 The webinar will cover the internal control requirements required by the two laws.
Janette Levey Frisch
What Employers Need to Know About Severance Arrangements - EEOC, ACA and ERISA ?
This webinar will highlight the importance of effectively handling severance pay and agreements. It will discuss several frequently asked questions on employee termination, severance pay, severance agreements, and ERISA laws.
Are You A Joint Employer? How to Understand the Legal Risks and Minimize Your Liability
Do you use staffing agency employees ("temps") to augment your workforce? Do you ever "borrow" employees from an affiliate, subsidiary or parent company? Are you a franchisor with one or more franchisees, who in turn hire employees? Did you know that you may have employer responsibilities to those employees in addition to the ones actually on your payroll? Even if they are not on your payroll, even if you did not directly hire them, you........
Complying with Income Tax Accounting Rules for GAAP Financial Statements
This webinar explains via examples how to comply with the balance sheet approach to recording income tax expense and deferred tax assets and liabilities in accordance with GAAP. It provides clear, unequivocal explanations about the details required to properly account for income taxes. It focuses on the following: The balance sheet approach to accounting for income taxes The handling (from creation to write-off) of deferred tax assets a........
Leave Abuse under FMLA, ADA and Worker's Comp: How Employers Can Deal with the Most Outrageous Excuses?
This program will focus on employee leave abuse under FMLA, ADA, and Worker's Compensation. It will help participants get a working knowledge of how an employer can minimize a company's exposure to employee abuse of family and medical leave.
Complying with an Internal Auditor Approach to Risk Assessment: What to Audit and When?
This course is valuable for auditors at all levels. It is designed for auditors who are responsible for auditing, reviewing or otherwise "covering" business risks. It takes the mystery out of the risk assessment process. It gives the participants a logical framework to use when faced with the assignment of preparing an annual audit plan or parts thereof. It allows participants to "solve" the pressing problem of providing comprehensive a........
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Thomas E Nollner
Emerging Issues: E-Signatures, E-Verification & Customer Due Diligence
In recent years the increased use of electronic means to obtain customer signatures, to conduct versification of customer information, and to conduct overall customer due diligence has posed problems for financial institutions to fully comply with KYC, CDD/EDD requirements. This webinar will discuss methods of using electronic means for these activities and will discuss up-to-date guidance provided by FinCEN and financial regulators in ........
Donna K Olheiser
Regulation E - The Basics and Error Resolution
Regulation E contains an error resolution process for electronic payments posting to consumer's accounts. In this session, the basics of Regulation E will be covered, which includes some basic definitions, such as consumer account and access device. Included in this session is an opportunity for attendees to apply the basics of Regulation E and the error resolution timeframes and processes as provided in this webinar, as the trainer wal........
Carl Young
Making of Financial Statements: Accounting 101 Simplified
All business produce financial transactions. These transactions are transformed into three financial statements that indicate the financial results produced from these transactions. Results are expressed in required statements: Balance Sheet, Income Statement, and Cash Flow Statement. These statements provide the language that communicates the financial health of the company to its managers and stakeholders. The transformation process i........
2018 NACHA Operating Rules Changes & Regulatory Changes
Same Day ACH has been one of the largest changes to the ACH network and Phase 3 is the last part being implemented in March of 2018. How does Phase 3 affect a financial institution or even an Originating company when processing ACH payments in a faster settlement environment. In the fall of 2017, Third-Parties Senders were required to comply with a registration process and that period to complete the registration requirement will end in........
Understanding Key Financial Ratios as the Road to Profits & Productivity
How business/financial transactions are transformed into financial statements Key components of financial statements Simple blocks ad key concepts used in creating statements Simple meaning and relevance of accrual basis accounting Simple meaning and relevance of finance and accounting Key components of ratios used in financial statement analysis: Comparison Trends Cash impact in all analysis The five major categories of relevant ration........
Margie Faulk
New I-9 Immigration Form and Changes Employers Must Follow. Effective Employers will need to adapt to the change by September 18, 2017, or face the possibility of large fines!
The United States Citizenship and Immigration Services (USCIS) has recently released the second updated Form I-9 in less than 1 year. Employers will need to adapt to the change and use the new form by no later than September 18, 2017 or face the possibility of large fines. Although the changes to the Form I-9 are slight, failure to use the new form and comply with the Form I-9 by the September 18 deadline can result in large fines. Just........
