Complying with Bank Internal Control Requirements of FDICIA and SOX

Paul J. Sanchez, CPA, CBA, CFSA, CGMA ia Keynote speaker at ComplianceKey and he conducts a small CPA practice in Port Washington, New York. He is also the owner of Professional Service Associates (PSA), a consulting and professional training and development business servicing corporate clients (auditors, controllers, etc.), CPA firms, professional associations and others. He was an assistant professor at Long Island University - C.W. Post Campus as well as an adjunct lecturer at City University of New York. Prior to starting PSA, he was the Vice President-Professional Development for the Audi........


This webinar will acquaint the attendee with valuable information about complying with the two important legislative milestones:

1. FDICIA of 1991
2. SOX of 2002

The webinar will cover the internal control requirements required by the two laws.

Why should you attend this webinar?

Attendees will obtain knowledge about internal control intricacies and the corporate compliance with those intricacies. Anyone involved in any aspect of corporate internal controls (and that covers senior management, line management and staff personnel as well as internal and external auditors) will gain a wealth of knowledge from this webinar. Attendees will learn how the legislation is designed to protect the public. They will also take away an ability to analyze internal control issues and how they are impacted by FDICIA and SOX and to compare and contrast the differences between FDICIA and SOX.

Areas Covered in the Session:

FDICIA of 1991 coverage includes:

1. FDIC insurance changes
2. Restrictions on real estate lending
3. Improved capital standards and new capital classifications
4. Extension of credit to "insiders"
5. FDIC authority to take action
6. Enhanced examination process
7. Accounting aspects of FDICIA
8. Audit committee issues

Sarbanes-Oxley (SOX) coverage includes:

1. The CPA and independence
2. Audit partner rotation
3. Audit committee financial expert
4. SEC review of periodic disclosures by issuers
5. PCAOB - the new quasi-governmental inspectors
6. Internal control

Who can Benefit:

Those who will benefit include:

Webinar Id: CIFJP0914

Training Options:

Duration: 90 mins

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 Recorded: [Six month unlimited access]

 $167 (Single Attendee)  $599 (Unlimited Attendee)

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