Complying with an Internal Auditor Approach to Risk Assessment: What to Audit and When?

Paul J. Sanchez, CPA, CBA, CFSA, CGMA ia Keynote speaker at Compliance key and he conducts a small CPA practice in Port Washington, New York. He is also the owner of Professional Service Associates (PSA), a consulting and professional training and development business servicing corporate clients (auditors, controllers, etc.), CPA firms, professional associations and others. He was an assistant professor at Long Island University - C.W. Post Campus as well as an adjunct lecturer at City University of New York. Prior to starting PSA, he was the Vice President-Professional Development for the Aud........


This course is valuable for auditors at all levels.

It is designed for auditors who are responsible for auditing, reviewing or otherwise "covering" business risks.

It takes the mystery out of the risk assessment process.

It gives the participants a logical framework to use when faced with the assignment of preparing an annual audit plan or parts thereof.

It allows participants to "solve" the pressing problem of providing comprehensive audit coverage with limited resources.

The risk assessment approach gives auditors a plan that assures management and the audit committee that resources are being allocated so that high risk areas are receiving appropriate audit coverage.

Why should you attend this webinar?

All those who must decide what to audit and what not audit should attend. Those who put together a plan for the board showing what will be covered via audit must carefully assess risk to determine that high risk areas are properly covered.

Areas Covered in the Session:

This webinar will cover the following:

              - Capital risk                                   
              - Collateral risk                               
              - Concentration risk                        
              - Country risk                                  
              - Credit or counter party risk             
              - Foreign exchange risk                
              - Funding risk   
              - Insider risk    
              - Interest rate risk
              - Management risk   
              - Market risk      
              - Operations risk 
              - Regulatory risk           
  • The external audit risk model
  • The multi-phase audit approach
  • The risk assessment step by step process
  • Types of risk audit coverage
  • The payback for using risk-based auditing

Who can Benefit:

Webinar Id: CIFPJ0228

Training Options:

Duration: 90 mins

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 Recorded: [Six month unlimited access]

 $167 (Single Attendee)  $599 (Unlimited Attendee)

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