Emerging Issues: E-Signatures, E-Verification & Customer Due Diligence


Thomas E Nollner  is keynote speaker at Compliance Key, Inc he has more than 38 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner (NBE) for the Comptroller of the Currency where he was a safety and soundness examiner and a compliance examiner. The last 15 years as an NBE and for the past 8 years as a consultant, Mr. Nollner has specialized as an AML/CFT examiner/consultant. In these roles he has analyzed financial institution's AML/CFT programs to ensure that they complied with applicable AML/CFT laws, rules, and reg........

Overview

In recent years the increased use of electronic means to obtain customer signatures, to conduct versification of customer information, and to conduct overall customer due diligence has posed problems for financial institutions to fully comply with KYC, CDD/EDD requirements. This webinar will discuss methods of using electronic means for these activities and will discuss up-to-date guidance provided by FinCEN and financial regulators in the use of electronic platforms for these processes. As electronic technology increases in the financial sector- staff and employees of financial institutions must be aware of the methods of electronic information gathering, and the risks associated with this type of information gathering.

Why should you attend this webinar?

Financial institutions need to be aware of the latest trends in emerging technology related to electronic information gathering. This presentation will allow attendees to obtain background information of how this new technology affects KYC and CDD/EDD information gathering and verification, it will explain to attendees how this new technology is constantly changing, and the presentation will provide attendees with the latest guidance and information from financial regulators and FinCEN.

Areas Covered in the Session:

Who can Benefit:



Webinar Id: CIFEET008

Training Options:

Duration: 60 mins

 View anytime

 Recorded: [Six month unlimited access]

 $167 (Single Attendee)  $599 (Unlimited Attendee)

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