How to perform a Risk and Controls Matrix for SOX 404, Internal Audit Risk Assessment and Fraud Risk Assessment?


Marna Steuart is Keynote speaker at ComplianceKey. Ms. Steuart has been in the audit industry for over twenty years. Ms. Steuart began her career with a Big Four firm as an external auditor, then as an internal auditor in several different capacities within several different industries. Ms. Steuart obtained her Certified Fraud Examiner license in 2007 and was the main fraud investigator for five years at a large utility company. She was responsible for performing and updating the fraud risk assessment on an annual basis and conducting over fifty internal fraud investigations during her time at........

Overview

This webinar is created to equip young risk and compliance professionals with the skills necessary to prepare a Risk and Controls Matrix, including the following: 
  • Discover the objectives, components and requirements of effective internal controls
  • Leveraging internal control frameworks to create a risk and controls matrix
  • Developing risk identification and management strategies to implement now
  • Learning how to design internal controls
  • Learning how to evaluate the design and operating effectiveness of internal controls

Why should you attend this webinar?

Whether you are planning a SOX engagement or an internal audit, regulatory compliance requirements, or other separate evaluations, just where do you start with planning for the engagement? How do you complete the necessary risk and control documentation that you will need to successfully complete the engagement? Attend this webinar to learn more.

Areas Covered in the Session:

Who can Benefit:



Webinar Id: LSHCMS003

Training Options:

Duration: 60 mins

 Stop, pause, and rewind: learn at your own place.

Ratings:
No reviews yet!!
 Recorded: [Six month unlimited access]

 $167 (Single Attendee)  $599 (Unlimited Attendee)

Refund Policy
Upcoming Webinar of Marna Steuart
Process for Performing a Vendo....
Presenter: Marna Steuart
When: 10/22/2019 | 10:00 AM PT |01:00 PM ET
Price: $189

More Webinar

Past Webinar of Marna Steuart
How to perform a Risk and Cont....
Presenter: Marna Steuart
View it anytime
Price: $167
How to prepare an effective au....
Presenter: Marna Steuart
View it anytime
Price: $167

More Webinar

Upcoming Webinar: Life Sciences and Healthcare
W-9s and 1099s
Presenter: Miles Hutchinson
When: 10/28/2019 | 12:30 PM PT |03:30 PM ET
Price: $189
Supplemental Pay Essentials: S....
Presenter: Patrick A Haggerty
When: 10/31/2019 | 10:00 AM PT |01:00 PM ET
Price: $189

More Webinar

Past Webinar: Life Sciences and Healthcare
2020 Regulations! What Should ....
Presenter: Margie Faulk
View it anytime
Price: $241
Travel Pay - Best Practices to....
Presenter: Miles Hutchinson
View it anytime
Price: $241

More Webinar

Insert title here
Pay Pal Logo   PayPal Verified Logo   GoDaddy Certified
Copyright © 2019 Compliance Key . All Rights Reserved. Back to Top