Navigating the Financial Regulations of Cybersecurity.


Lisa M. Marsden, IACCP, is Keynote speaker at Compliance Key, Inc. She is the president and founder of Coulter Strategic Services. Coulter Strategic Services provides financial advisors and consulting firms with compliance and project management services. Prior to that, Ms. Marsden was the chief operating officer/chief compliance officer of Financial Trust Asset Management, Boca Raton, Florida. She has been in the financial services industry for over 25 years. Ms. Marsden has a broad array of talent, knowledge and an entrepreneurial approach in the area of regulatory compliance and business op........

Overview

Computer Intrusions are the cyber actor's portal to invade and burglarize homes and business across the nation and the threat will only continue to grow. The Financial Industry is faced with increasingly complex threats almost daily. These threats challenge traditional models of law enforcement, IT Management and Regulations. The SEC's Cyber Sweep Exam is not only another regulatory task for Financial Advisors but also serves as an outline to help your firm defend against the Cyber Criminal. Education, awareness and communication will help defend against the criminal element and protect our clients and our firms. The ongoing impact to financial firms is of critical importance to all. We hope this session will help educate you on your role in the defense process as well as review the regulatory landscape surrounding this topic. 

Why should you attend this webinar?

To gain an advantage in the ever evolving regulatory landscape of the financial services industry. 

Areas Covered in the Session:

Who can Benefit:

Financial Advisors, Financial Services Personnel, Auditors, Regulatory Consultants, Financial Planners, Insurance, CPA, Accountants, Securities Attorneys, Private Equity, Operations Managers, Client Service Managers, Chief Compliance Officers, Compliance Officers, Compliance Analysts. IT Personnel and IT Firms within the Financial Services Industry.



Webinar Id: CIFNLM002

Training Options:

Duration: 60 mins

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 Recorded: [Six month unlimited access]

 $167 (Single Attendee)  $599 (Unlimited Attendee)

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